Review Article
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A critical evaluation of the conceptual model and empirical evidence for current cognitive behavioral approaches to post-traumatic stress disorder from a counseling psychology perspective | ||||||
Catherine Athanasiadou-Lewis | ||||||
Senior Lecturer in Counseling Psychology, London Metropolitan University, Department of Psychology, School of social sciences, London, United Kingdom
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Athanasiadou-Lewis C. A critical evaluation of the conceptual model and empirical evidence for current cognitive behavioral approaches to post-traumatic stress disorder from a counseling psychology perspective. Edorium J Psychol 2017;3:1–9. |
Abstract
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Recent innovations in post-traumatic stress disorder (PTSD) research have led to new and potentially significant psychological treatments. Parallel to that, new enhancements to empirically validated cognitive approaches have been identified. This paper aims to review the current literature and research evidence on cognitive-behavioral interventions for post-traumatic stress disorder. More specifically, the paper will examine the core principles of the most predominant theories informing trauma focused therapies, by providing an account and a critique, of the robustness and validity of each model. The review concludes with the claim that cognitive behavioral approaches do offer a coherent basis for the treatment of PTSD as evident by the plethora of multi-representational approaches to trauma; whilst their efficacy is being favoured by a rich body of research evidence. However, a number of methodological limitations related to randomized controlled trials (RCTs) and conceptual omissions that fail to capture the disorder in its entirety, point to the embracement of alternative approaches to PTSD such as psychodynamic and eclectic therapies, which is in line with counseling psychology's pluralistic ethos. Future research may wish to focus on exploring these claims further, by conducting a meta-analysis of outcome studies across all major therapeutic modalities.
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Keywords:
Bonafide treatments, CBT models, Evidence base, Post-traumatic stress disorder (PTSD), Randomized control trials
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Introduction
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Counseling psychology's epistemological framework is fundamentally plural in its nature, encouraging the multiplicity of approaches in theory and practice. It is largely informed by the science practitioner model while relying heavily on phenomenology and humanistic values [1]. Whilst those differing perspectives have traditionally generated varying professional approaches to mental health, their eclectic integration within Counseling psychology has created a multifaceted approach to psychological distress. Working with diagnostic categories is consistent with the science practitioner model and highly relevant to the practice of counseling psychology, albeit often adapting a critical stance towards them [2]. In this paper, post-traumatic stress disorder will be introduced as a diagnostic category in relation to cognitive behavioral treatments, without however assuming superiority of the medical model over individual phenomenology. Diagnosis of Post-traumatic stress disorder Regarding the biological basis of PTSD, three areas in the brain appear to be affected as a result of exposure to traumatic stress: the prefrontal cortex, the hippocampus and the amygdala [4]. As shown in neuroimaging studies, the amygdala is strongly related to the creation of emotional memories , especially those associated with terror and fear. Consequently, the disorder is related to the hyperarousal of the amygdala and the deficient top-down control by the hippocampus and the medial prefrontal cortex. Cognitive approaches to Post-traumatic stress disorder Schema theory and Post-traumatic stress disorder Horowitz's schematic position suggests that cognitive processing becomes biased in order to maintain existing, pre-traumatic schematic structures. During such defensive states, information related to trauma is maintained within the structure of 'active memory', which intrinsically tends to repeatedly forward its content into conscious awareness until the achievement of successful completion. As a result, the active memory of the traumatic event causes trauma-related information to override psychological defences and manifest itself through nightmares, intrusive thoughts and flashbacks. According to Horowitz's theory, the tension between the completion tendency and defensive operations, makes the individual oscillate between phases of intrusive symptoms and numbing/denial; whilst long-term schematic representational structures gradually incorporate the trauma-related information [7]. Dalgleish [6] argues that schema models of PTSD may "account for far more of the core data of the disorder than they fail to account for". The main strength of the schematic approach to PTSD is that it describes the organisation of abstracted levels of knowledge and experience. This is achieved through the employment of the following key explanatory principles:
According to APA [3], the application of the above principles to trauma provides a strong account of the main symptoms of post-traumatic stress disorder. An important weakness of the schema model, is that it does not offer a conceptualization of the automaticity of some symptoms of PTSD, and neither does it account for the relationship between triggers and flashbacks or overwhelming emotions. Whilst the concept of active memory in Horowitz's theory does provide a descriptive account for their occurrence, the schema-based theory does not explain the mechanism of post-traumatic schema change, and how referential cognitive information such as automatic thoughts, appraisals and core beliefs, are represented and therefore altered in therapy. Fear network theory and post-traumatic stress disorder
Thus, the task of therapy is to modify the fear network in order to become adaptive and functional. In order to modify the fear network it is essential to re-activate the network so that the individual experiences fear, and to incorporate into the network new 'fear-incompatible elements', in order to change its basic structure. In this model, the pathological symptoms of PTSD are understood to be caused by the activation of one or a number of elements of the fear network by external stimulation. This position according to Dalgleish [6], is a different account to the one proposed by Horowitz's schema theory [7] in as much as it conceptualizes the intrusive symptoms as a result of the unintegrated nature of the traumatic content and its resulting representation in the 'active memory'. The strength of network theory lies in its ability to model the connectivity between different representations and to account for the basic symptoms of PTSD in that way. However, although network theory appears to describe and account for automatic emotions experienced following the traumatic event it does not explain or elaborate on how appraisal-driven emotions are supported by theory as it fails to account for the idiosyncratic nature of the disorder. As a result, the model is weak in terms of its applicability to cognitive interventions like trauma-related appraisals as well as emotions emerging following these [6]. Foa and McNally [9] interestingly argue that the presence of emotions like rage and guilt may make recovery even more difficult since these emotions may not extinguish in the same fashion fear does, calling perhaps for additional interventions to be incorporated within the conceptual framework of the fear network model. The dual representation theory of post-traumatic stress disorder
The dual representation theory has been criticized for lacking a coherent account on the transformation of post-traumatic meaning making and pre-traumatic risk factors such as schemas, relational templates and core beliefs. Whilst the VAM representation may hold some information about the person's cognitions and emotions relative to the trauma, the SAM representation may hold contradictory information and this is type of discrepancy is theorized to be a common characteristic of PTSD [7]. Whilst the model as a theory captures this relationship, it fails to account for the process by which VAM and SAM representations communicate with each other, thus creating what Dagleish [6] termed the ''interaction of components problem''. Post-traumatic stress disorder maintenance model
A series of cognitive and behavioral techniques are utilized in order to facilitate changes in trauma memory and negative appraisals. These techniques aim to:
Extremely negative appraisals of the traumatic experience are identi?ed through the process of careful questioning as well as through exploring the significance of 'hot spots', which refer to the moments of the utmost distress experienced in the trauma memory and the subsequent formation of a negative meaning. 'Hot spots' can be identi?ed through exploring the content of intrusions [11] and through the use of imaginal reliving of the traumatic event. Once an alternative appraisal emerges following guided discovery, then the new appraisal is actively integrated into the trauma memory. This is generally achieved by adding the new meaning to a written account of the trauma memory as produced by the client; or by introducing the alternative appraisal into a following imaginary reliving. As with the associative network theory and the dual representation theory, the model developed by Ehlers and Clark is trauma-centric. According to Ehlers and Clark [10], "victims with prior negative beliefs about themselves may see the trauma as a confirmation of these beliefs and those with extremely positive beliefs may find that the trauma shatters their trust in themselves or the world'. What is implied within this model is that the nature of the relationship of the trauma to the pre-existing beliefs that the individual carries about the self and the world is what determines the type of appraisal of current threat the person creates. The Ehlers and Clark maintenance model has been criticised for lacking the specificity to provide unique, empirically testable predictions [6]. For example, although the major role of negative appraisals in the maintenance of the disorder is emphasized, the model generally does not clarify how certain appraisals may be construed as 'benign' and some others as 'toxic', nor does it provide an account as to how this might vary across individuals. Empirical evidence of cognitive behavioral treatments for post-traumatic stress disorder Further evidence for the efficacy of trauma focused interventions has been provided by Monson, Schnurr, Resick, Friedman, Young-Xu and Stevens [16] who studied cognitive processing in a large sample of PTSD clients and by Bisson, Ehlers, Matthews, Pilling and Richards [17] who conducted a series of trials on the effects of trauma focused CBT and eye movement desensitization and reprocessing (EMDR). In a consecutive case series [11], twenty PTSD patients who underwent cognitive therapy showed highly significant symptom improvement in anxiety, depression and post-traumatic stress symptoms. In a following RCT, comparing cognitive therapy to a three-month waitlist condition, cognitive therapy resulted in significant reductions in symptoms of PTSD, depression, anxiety and disability, while no improvement was noted in the waitlist group. In both studies, cognitive therapy was highly acceptable, with the patient dropout rate at only 3%, and six-month follow-up data showed that treatment gains were well maintained [11]. A five-session study involving cognitive reprocessing through the means of writing about trauma, resulted in a significant decrease of symptoms that was maintained over a two-month follow-up [18]. Trauma focused CBT has been found to be effective for PTSD following terrorist attacks in the surviving victims of the 9/11 terrorist attack in New York [19], the 7/7 London bombings [20] and the 1998 bombings in Omagh [21]. Preliminary outcome data on eighty-two individuals who met criteria for PTSD treated with trauma focused CBT and EMDR showed significant PTSD symptom reductions and a large treatment effect size [22]. A pilot study of seven patients with diverse traumas incorporated interoceptive exposure [23]. Treatment consisted of twelve, ninety-minute sessions, including interventions of interoceptive exposure, imaginal exposure and in vivo exposure. Results from this small trial showed that a post-treatment assessment indicated improvements in symptoms of PTSD like anxiety levels, negative self- cognitions, and depressive mood in five out of those seven clients. These gains were maintained at one month follow-up and at three month follow-up, four of those clients no longer met diagnostic criteria for PTSD. Another randomized controlled trial [24] assigned participants from an outpatient clinic with varied forms of PTSD, to ten sessions of CBT with the main interventions being imaginal exposure and imagery re-scripting. This group was then compared to a waitlist group without any intervention. Results indicated great improvement in the CBT group compared to the waitlist with significantly greater anger control and reduction in anxiety and guilt scores. Further evidence supporting TF-CBT for PTSD following sexual assault on females, and childhood sexual abuse comes from the studies of Foa, Zoellner, Feeny [25] and McDonagh , Friedman , McHugo [26]. These studies demonstrated that symptomatic changes were maintained at long-term follow-up assessments. A meta-analysis of twenty six studies with forty four treatment conditions reported that overall, 56% of the clients who started therapy and 67% of those who completed it, no longer met diagnostic criteria for PTSD whilst reporting clinically meaningful improvement by standards defined by the authors [22]. Limitations of the evidence base Indeed, substantial evidence now supports the efficacy of several other psychological treatments of PTSD, including eye movement desensitization reprocessing (EMDR), stress inoculation therapy, eclectic psychotherapy, trauma management therapy, Counseling and psychodynamic therapy [21] [29], but so far no consensus has been achieved regarding the relative efficacy of these approaches. CBT theorists passionately argue that CBT has more empirical support than other therapies based on trial comparisons vis-a-vis control subjects [30], while other researchers assert that no specific psychotherapy has proven to be a gold standard [25] [31]. When attempting to investigate efficacy by comparing treatments vis-à-vis controls in meta-analysis, then various significant threats to validity are introduced. Shadish and Sweeney [32] note that studies vary with regard to severity of disorder, number of participants, measure reactivity, outcome measures, treatment standardization and length, blinding procedures, and several other variables. Consequently, it could be argued that any differences between categorized treatments could be attributed to differences among these variables which inevitably create confounds. As a result, threats to validity may be minimised when studies compare outcomes amongst established psychotherapies and under the same experimental conditions. A meta-analysis that included direct comparisons between psychotherapy treatments of PTSD like trauma focused CBT, exposure and EMDR revealed no differences between EMDR and exposure-based treatments [33]. In a series of studies, stress inoculation was not found more efficacious than exposure therapy and EMDR [15]. Brom, Kebler and Defares [34] compared hypnotherapy to trauma desensitisation therapy and found no differences amongst the two in treating PTSD. Similarly, the authors conducted comparative studies amongst psychodynamic Counseling, trauma desensitization and hypnotherapy and found no significant differences among them either. Equally, McDonagh [26] found no significant differences between cognitive therapy and CBT, whilst person-centered approaches were also found to be as efficacious as exposure approaches to the treatment of PTSD [31]. Benish, Wampold and Imel [31] sought to control a number of confounding variables in randomized control trials, by carrying out a meta-analysis of clinical trials directly comparing 'bona fide' treatments for PTSD in order to ascertain the efficacy of each one of them. Bona fide treatments refer to all those forms of psychotherapy that have legitimate therapeutic features like a coherent rationale for the disorder being treated, a treatment plan based on psychological theory, therapeutic interventions consistent with the theoretical rationale, a focus on the alliance as well as collaborative principles between therapist and client [29]. These may include trauma focused cognitive behavioral therapies and EMDR; general cognitive behavioral therapies; psychodynamic therapies; integrative therapies and person centred counseling. The results of Benish, Wampold and Imel's [31] review, showed little evidence supporting the differential efficacy of CBT treatments, proposing that, in former reviews, the inclusion of non-bona fide or established treatments may have led to misleading findings of differences among treatments. These findings have confirmed the view that technically different therapies result in similar outcomes which supports the "equivalence paradox hypothesis" and the prevalence of the common factors effect [28]. Ehlers, Bisson, Clark, Creamer, Pilling and Richards [30] however, reacted to Benish et al. [31] outcome, by accusing the authors that their results were biased by an inappropriate exclusion of studies, as well as arbitrary selection procedures thus attempting to maintain the superiority of trauma focused CBT in the literature. For Barkham [28], it is not disputed that models like CBT often yield more advantageous findings in clinical outcomes; it is their relatively small effect size which may pose further questions regarding efficacy and applicability in health care settings. Emerging issues Reviewing the pool of outcome studies, evidence now exists in support of a diverse range of therapies for PTSD. Brief eclectic psychotherapy (BEP) for instance, refers to a manualized psychotherapy for PTSD which has proven effective for police officers in Holland [35]. Brief eclectic psychotherapy incorporates several cognitive behavioral interventions such as psychoeducation, cognitive restructuring, imaginal exposure and writing tasks. BEP equally includes a strong psychodynamic focus and the use of a farewell ritual at the end of therapy. The psychodynamic elements of the protocol focus on emotions such as shame and guilt, and the relational aspect of the therapeutic alliance which in itself, represents a key element in the therapeutic process. Research data from an RCT in Holland amongst twenty four outpatient participants, yielded positive outcomes in favour of the BEP protocol with recovery rates maintained at post-treatment follow ups as compared to the wait list controls [35]. In another randomized controlled trial, it was found that repeatedly focusing on hotspots in eclectic psychotherapy may help clinicians to enhance the efficacy of imaginal exposure for patients who would otherwise show insufficient response to treatment [36]. There is limited but growing empirical evidence for the efficacy of psychodynamic therapy, both generally [37][38][39], and in treating PTSD specifically [34]. The results of a randomized controlled trial conducted by Brom et al. [34] indicated that brief psychodynamic psychotherapy may be as effective as systematic desensitization for symptoms of PTSD, with an additional benefit of addressing various underlying personality characteristics [38]. A meta-analysis conducted in Germany, showed that psychodynamic psychotherapy is efficacious for a number of psychological problems including anxiety and mood disorders [39]. Psychodynamic therapy for PTSD includes addressing developmental, intrapsychic and interpersonal issues relevant to the experience and sequelae of trauma. Horowitz [8] and Krupnick [40] provide a short-term treatment model of psychotherapy for PTSD after a single traumatic event. Important elements of the model include bringing conflicts into conscious awareness, a focus on the therapeutic relationship and the analysis of defences and transference/countertransference phenomena. The treatment also focuses on interpersonal themes relevant to trauma in terms of relational cognitions, and the person's self-concept following traumatic exposure. Positive outcomes for the effectiveness of psychodynamic therapy to date, imply that psychodynamic psychotherapy may work more slowly than other treatments like CBT for instance, but it establishes a residual process that continues to work after treatment ends [39]. The conclusion of the aforementioned studies and meta-analytic reviews, suggests that clients receiving established therapeutic interventions (or 'bona fide' treatments) do better compared to those in control treatments; and these include all legitimate psychotherapies from a range of schools of thought [27]. An important outcome that emerges from Benish et al. [31] review, is that clinical trials that compare treatments classed as 'trauma focused' with other bona-fide treatments, find neither of them to be superior of the other, as was the case with psychodynamic therapy [34], stress inoculation training [14], and hypnotherapy [34]. Such outcome further suggests that a selection of different interventions and modalities may be effective for the treatment of PTSD other than CBT and EMDR. A systematic review of the empirical evidence of PTSD treatments, a thorough understanding of the nature of the disorder and grounding in therapeutic models of psychotherapy yields a rich array of possible therapeutic ingredients for the effective treatment of post-traumatic stress disorder (Appendix (table 1)) in addition to trauma-focused CBT. This is consistent with Barkham [28] position in Counseling psychology, which highlights the prevalence of common factors in determining clinical outcomes. Future directions | ||||||
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Conclusion
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This paper reviewed current cognitive theories on post-traumatic stress disorder (PTSD): the schema approach; the fear network approach; the dual representation approach; and the PTSD maintenance model. A careful evaluation of the empirical evidence led to the conclusion that although there is a strong evidence base for the efficacy of trauma focused CBT alternative established psychotherapies have been also found to be effective in the treatment of post-traumatic stress disorder. In line with the pluralistic epistemology of counseling psychology, the paper concludes by encouraging the use of multiple approaches to the treatment of trauma related conditions like PTSD, in an attempt to offer a more complete and inclusive approach to psychological distress that is reflective of up-to-date theory and research. Future researchers may wish to explore these claims further, by conducting a meta-analysis of outcome studies across different modalities that address and treat post-traumatic presentations. | ||||||
References
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Author Contributions
Catherine Athanasiadou-Lewis – Substantial contributions to conception and design, Acquisition of data, Analysis and interpretation of data, Drafting the article, Revising it critically for important intellectual content, Final approval of the version to be published |
Guarantor of submission
The corresponding author is the guarantor of submission. |
Source of support
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Conflict of interest
Authors declare no conflict of interest. |
Copyright
© 2017 Catherine Athanasiadou-Lewis. This article is distributed under the terms of Creative Commons Attribution License which permits unrestricted use, distribution and reproduction in any medium provided the original author(s) and original publisher are properly credited. Please see the copyright policy on the journal website for more information. |
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